Tribune Online
SEC warns fund managers against holding clients’, money, securities
The Securities and Exchange Commission (SEC) has warned some fund managers still in the habit of holding on to clients’ funds and securities to desist from the act or face the wrath of the regulator. Director General of the SEC, Mr Lamido Yuguda stated this at the Post Capital Market Committee Press Briefing over the […]
SEC warns fund managers against holding clients’, money, securities
Tribune Online
